Key points
- Under federal law, the Second Circuit has held that individual defendants with supervisory control over an employee may not be held personally liable under Title VII; only the employer can.[1]
- Under the New York State Human Rights Law, a manager or supervisor is not individually liable as an "employer," according to the Court of Appeals' 2021 reading of its own precedent.[2]
- The New York State Human Rights Law does reach individuals through its aiding-and-abetting provision, which applies to "any person."[3]
- Under the New York City Human Rights Law, individuals may incur liability for their own discriminatory conduct, for aiding and abetting such conduct by others, or for retaliation against protected conduct.[4]
- For race discrimination, the Second Circuit has held that individuals may be held liable under 42 U.S.C. § 1981 if they were personally involved.[5]
It depends on which law you use. Under federal law you cannot hold a supervisor personally liable under Title VII; under the New York City Human Rights Law (NYCHRL), individuals may incur liability for their own discriminatory conduct, for aiding and abetting, and for retaliation, and the New York State Human Rights Law (NYSHRL) reaches "any person" through its aiding-and-abetting and retaliation provisions.[1][4][3]
"Personally liable" means the individual, and not only the company, is legally responsible.[4] That is a different question from whether the employer answers for what a supervisor did, which each layer decides under its own rules and which is covered in the guide on supervisor versus coworker harassment and employer liability.
The short version under each layer
| Question | Federal law | New York State (NYSHRL) | New York City (NYCHRL) |
|---|---|---|---|
| Is a supervisor personally liable as the "employer"? | No. Individual defendants with supervisory control may not be held personally liable under Title VII.[1] | No. The Court of Appeals has said the State law does not render employees liable as individual employers.[2] | No. Shareholders, agents, limited partners and employees of a business entity are not employers under the City law.[6] |
| Is an individual liable for his or her own discriminatory conduct? | Not under Title VII; for race, individuals may be liable under 42 U.S.C. § 1981 if personally involved.[7][5] | The statute reaches individuals through its aiding-and-abetting and retaliation provisions.[3] | Yes. Individuals may incur liability for their own discriminatory conduct.[4] |
| Aiding and abetting | No Title VII claim against individuals.[7] | Any person who aids, abets, incites, compels or coerces a forbidden act, or attempts to.[3] | Any person who aids, abets, incites, compels or coerces a forbidden act, or attempts to.[8] |
| Retaliation by an individual | No Title VII claim against individuals.[7] | The retaliation subdivision applies to any person engaged in any activity to which the section applies.[3] | "Any person" is forbidden to retaliate; individuals may incur liability for retaliation.[9][4] |
Federal law: no individual liability under Title VII
Title VII is written in terms of what an "employer" may not do.[10] In Tomka v. Seiler Corp. (1995), the Second Circuit, the federal appeals court that covers New York, held that individual defendants with supervisory control over a plaintiff may not be held personally liable under Title VII.[1] The court restated the point in 2004: Title VII claims are not cognizable against individuals.[7]
A federal Title VII claim is therefore a claim against the employer, and Title VII covers an employer only if it has 15 or more employees.[1][11]
The federal exception for race: 42 U.S.C. § 1981
Section 1981 is a separate federal civil rights statute that protects the right to make and enforce contracts, including the terms and conditions of an employment relationship, on the same basis as white citizens.[12][13] The Second Circuit has held that individuals may be held liable under § 1981, but only where there is some affirmative link that causally connects the person to the discriminatory action; a claim for personal liability has to be predicated on the person's personal involvement.[5]
Section 1981 is limited in other ways. Its text speaks of race and does not mention sex, religion, age or disability.[12] In the Second Circuit, § 1981 does not provide a separate private right of action against state actors; such claims against a government employer go through 42 U.S.C. § 1983.[14] The guide on hostile environments based on race and other characteristics has more on § 1981.
New York State law: not as an "employer," but through aiding and abetting and retaliation
The "employer" route is closed
A number of courts had read the State Human Rights Law to make a manager with an ownership interest, or with power over personnel decisions, personally liable as an "employer." In Doe v. Bloomberg L.P. (2021), the Court of Appeals, New York's highest court, said that reading misinterprets its 1984 decision in Patrowich v. Chemical Bank, and that Patrowich held that the State Human Rights Law does not render employees liable as individual employers.[2]
Common mistake. "A manager who can hire and fire is an employer under the State Human Rights Law and can be sued personally on that basis." The Court of Appeals in 2021 called the "ownership/personnel decisions" test a misinterpretation of its precedent as applied to the State law.[2]
Aiding and abetting: Executive Law § 296(6)
The NYSHRL contains a provision that is not limited to employers. Under N.Y. Exec. Law § 296(6), it is an unlawful discriminatory practice for any person to aid, abet, incite, compel or coerce the doing of any of the acts forbidden under the statute, or to attempt to do so.[3] The statute defines "person" to include individuals.[15]
This guide does not describe how courts apply that provision to particular facts, such as whether a person can aid and abet his or her own conduct or what has to be shown about the employer first. Those are questions for a lawyer.
Retaliation: Executive Law § 296(7)
The State's retaliation subdivision, Executive Law § 296(7), is also not limited to employers: it applies to any person engaged in any activity to which the section applies.[3][16] The guide on workplace retaliation in New York covers what counts as protected activity and as retaliation.
New York City law: liability for your own conduct, aiding and abetting, and retaliation
The City statute is worded differently from the federal one. Its core employment prohibition makes it an unlawful discriminatory practice for "an employer or an employee or agent thereof" to discriminate in hiring, firing, or the terms, conditions or privileges of employment because of a protected characteristic.[17]
In Doe v. Bloomberg L.P., the Court of Appeals drew the line for the City law in two steps. First, where the employer is a business entity, its shareholders, agents, limited partners and employees are not "employers" within the meaning of the City Human Rights Law.[6] Second, those individuals "may incur liability only for their own discriminatory conduct, for aiding and abetting such conduct by others, or for retaliation against protected conduct."[4]
So under the City law there are three routes to an individual:
- The individual's own discriminatory conduct. A supervisor, owner or coworker who personally discriminates or harasses can incur liability for that conduct.[4][17]
- Aiding and abetting. It is an unlawful discriminatory practice for any person to aid, abet, incite, compel or coerce the doing of any act forbidden under the City law, or to attempt to do so.[8]
- Retaliation. The City law forbids any person to retaliate or discriminate in any manner against someone because of protected activity, such as opposing a forbidden practice or filing a complaint.[9]
What the City law does not do is make an owner or executive personally answerable for other people's conduct simply because of his or her position: the Court of Appeals rejected vicarious liability for an individual on that basis in Doe.[6] As with the State provision, this guide does not describe the elements courts require for aiding and abetting under the City law.
The City law applies to New York City. A person who does not live in the city has to show that the alleged conduct had an impact within the city, and the Court of Appeals has said this protects non-residents who work in the city.[18][19] For most employment provisions it also does not apply to an employer with fewer than four persons in its employ throughout the relevant period, with an exception for gender-based harassment claims.[20][21] The guide on retaliation under the NYC Human Rights Law covers the City retaliation rules.
Public employees
Government workplaces add their own rules. In the Second Circuit, individuals may be held liable under 42 U.S.C. § 1983 for certain discriminatory acts, including those giving rise to a hostile work environment, although Title VII claims do not lie against them.[7] New York State also has a statute on what happens after a judgment: a State employee who has been subject to a final judgment of personal liability for intentional wrongdoing related to a claim of sexual harassment has to reimburse the State agency that paid the award for his or her proportionate share within ninety days of the payment.[22] Claims against public employers can also carry special notice and timing rules, covered in the guide on public employees and notice of claim.
Where and when a claim against an individual is brought
The State and City provisions that reach individuals are part of the same statutes that govern the claim against the employer. A court action under the State Human Rights Law is subject to a three-year period, and a civil action under the City Human Rights Law has to be commenced within three years after the alleged practice occurred.[23][24] A federal Title VII charge in New York is due at the EEOC within 300 days of the alleged harm, but that charge is against the employer.[25][1]
The guides on suing in court, the choice between the agencies and court, and filing deadlines explain the forums and the clocks.
If you are the manager or owner
The same rules describe a manager's own exposure under the City and State statutes.[4][3] Separately, under the State's model sexual harassment prevention policy, supervisors and managers can be disciplined by the employer for failing to report suspected sexual harassment or for allowing it to continue after they know about it.[26] See the guide for managers and small employers.
What people commonly get wrong
- "You can sue your harasser personally under Title VII." Not in the Second Circuit.[1][7]
- "The owner or CEO is personally liable as the employer." Under the City law, owners, agents and employees of a business entity are not "employers"; they may incur liability only for their own conduct, aiding and abetting, or retaliation.[6][4]
- "A supervisor with hiring and firing power is an 'employer' under State law." The Court of Appeals called that a misinterpretation of its precedent in 2021.[2]
Practical notes
Whether to name an individual depends on the facts, and this guide does not advise on it. As a practical matter, it helps to write down exactly what the individual personally said, did or decided, as distinct from what the company did; who else took part or was told; and what happened after any complaint. The guides on documenting workplace harassment and questions to ask before you decide what to do can help organize that.
Common questions
Can I name my supervisor as a defendant in a Title VII case?
Not as a personally liable party in the federal courts that cover New York. The Second Circuit held in Tomka v. Seiler Corp. that individual defendants with supervisory control over a plaintiff may not be held personally liable under Title VII, and it later restated that Title VII claims are not cognizable against individuals.[1][7] Under that holding, a Title VII claim runs against the employer.[1]
My boss owns the company. Is the owner personally the "employer"?
Not when the employer is a business entity. Under the New York City Human Rights Law, the Court of Appeals held in 2021 that the shareholders, agents, limited partners and employees of a business entity are not employers within the meaning of the City law.[6] In the same decision the Court said its earlier precedent held that the State Human Rights Law does not render employees liable as individual employers.[2] An owner can still be liable for his or her own discriminatory conduct under the City law.[4]
What does "aiding and abetting" mean under New York law?
Both the State and City statutes contain a provision aimed at people other than the employer. Under the New York State Human Rights Law it is an unlawful discriminatory practice for any person to aid, abet, incite, compel or coerce the doing of any act forbidden under the statute, or to attempt to do so.[3] The New York City Human Rights Law has a provision in nearly identical words.[8]
Can a coworker who is not my supervisor be personally liable?
Under the New York City Human Rights Law, the core employment prohibition applies to "an employer or an employee or agent thereof," and the Court of Appeals has said that employees of a business entity may incur liability for their own discriminatory conduct.[17][4] Under federal law, Title VII claims do not lie against individuals at all.[7] The State aiding-and-abetting provision applies to "any person."[3]
Can an individual be personally liable for retaliating against me?
Under City and State law, yes in principle. The New York City Human Rights Law forbids "any person" to retaliate against someone for protected activity, and the Court of Appeals lists retaliation among the ways individuals may incur liability under the City law.[9][4] The New York State Human Rights Law's retaliation subdivision likewise applies to any person engaged in any activity to which the section applies.[3]
If I can sue the company, why would it matter whether my boss is also personally liable?
The two questions are legally separate. Whether the employer answers for a supervisor's conduct follows its own rules under each layer; for example, under the New York City Human Rights Law an employer is liable where the employee or agent exercised managerial or supervisory responsibility.[27] Whether the individual is also liable depends on the individual-liability rules described on this page.[4][3][1]
Sources
- Tomka v. Seiler Corp., 66 F.3d 1295, 1313 (2d Cir. 1995) — static.case.law
- Doe v. Bloomberg L.P., 36 N.Y.3d 450, 457–458 (2021) (discussing Patrowich v. Chemical Bank, 63 N.Y.2d 541 (1984)) — New York State Unified Court System
- N.Y. Exec. Law § 296(6), (7) — New York State Senate, Laws of New York
- Doe v. Bloomberg L.P., 36 N.Y.3d at 459; N.Y.C. Admin. Code § 8-107(1)(a), (6), (7). — New York State Unified Court System
- Whidbee v. Garzarelli Food Specialties, Inc., 223 F.3d 62, 75 (2d Cir. 2000) — static.case.law
- Doe v. Bloomberg L.P., 36 N.Y.3d 450, 453, 459 (2021). — New York State Unified Court System
- Patterson v. County of Oneida, 375 F.3d 206, 226 (2d Cir. 2004) — static.case.law
- N.Y.C. Admin. Code § 8-107(6). — New York City Commission on Human Rights
- N.Y.C. Admin. Code § 8-107(7). — New York City Commission on Human Rights
- 42 U.S.C. § 2000e-2(a)(1) — Legal Information Institute, Cornell Law School
- 42 U.S.C. § 2000e(b) — Legal Information Institute, Cornell Law School
- 42 U.S.C. § 1981(a)–(b) — Legal Information Institute, Cornell Law School
- 42 U.S.C. § 1981(c); Patterson v. County of Oneida, 375 F.3d 206, 224 (2d Cir. 2004) — Legal Information Institute, Cornell Law School
- Duplan v. City of New York, 888 F.3d 612, 621 (2d Cir. 2018) — static.case.law
- N.Y. Exec. Law § 292(1)–(3) — New York State Senate, Laws of New York
- N.Y. Exec. Law § 296(1)(e), (1)(h), (7) — New York State Senate, Laws of New York
- N.Y.C. Admin. Code § 8-107(1)(a). — New York City Commission on Human Rights
- Hoffman v. Parade Publs., 15 N.Y.3d 285, 289-291 (2010). — static.case.law
- Hoffman, 15 N.Y.3d at 290-291. — static.case.law
- N.Y.C. Admin. Code § 8-102 ("Employer"). — New York City Commission on Human Rights
- N.Y.C. Admin. Code § 8-102 ("Employer"); Local Law 98 of 2018. — New York City Commission on Human Rights
- N.Y. Pub. Off. Law § 17-a(2), (3) — New York State Senate, Laws of New York
- Murphy v. American Home Products Corp., 58 N.Y.2d 293, 307 (1983); N.Y. C.P.L.R. § 214(2) — CourtListener, Free Law Project
- N.Y.C. Admin. Code § 8-502(d). — New York City Commission on Human Rights
- EEOC, New York District Office, "Timeliness" (read 5 Oct 2026) — U.S. Equal Employment Opportunity Commission
- NYS Model Sexual Harassment Prevention Policy (2023 version), p. 7, "Supervisory Responsibilities" — State of New York
- N.Y.C. Admin. Code § 8-107(13)(b)(1). — New York City Commission on Human Rights